Personnel SFC Licences and HKMA Registrations (ID 99703)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PREFERRED LEGACY CAPITAL LIMITED	RO	Asset management	2024-11-11	-
	Rep	Asset management	2015-06-24	2024-11-11
	RO	Dealing in securities	2008-12-30	-
	RO	Advising on securities	2008-03-12	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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