Personnel Hong Kong SFC License Details (ID 99709)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PREFERRED LEGACY CAPITAL LIMITED	RO	Dealing in securities	2011-12-21	-
	Rep	Asset management	2011-08-26	-
	Rep	Advising on securities	2011-02-24	-
	Rep	Dealing in securities	2011-02-24	2011-12-21
CAIIS Limited	Rep	Advising on securities	2009-04-15	2010-10-01
	Rep	Dealing in securities	2009-04-15	2010-10-01