Personnel Hong Kong SFC License Details (ID 99711)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Metaverse Securities Limited (HK)	RO	Dealing in securities	2010-12-17	2021-06-30
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2006-05-08	2010-10-18
	RO	Dealing in securities	2006-05-08	2010-10-18
	RO	Asset management	2006-05-08	2010-10-19
Metaverse Securities Limited (HK)	RO	Advising on securities	2003-07-03	2021-06-30
	RO	Advising on futures contracts	-	2021-06-30
	RO	Asset management	-	2021-06-30