Lee, Yin Ling (SFC:ABP971) 李燕玲

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRIME SECURITIES LIMITED (HK)	Rep	Dealing in securities	2004-06-03	-
GET NICE SECURITIES LIMITED	Rep	Advising on securities	2004-03-23	2004-05-18
	Rep	Dealing in securities	2004-03-23	2004-05-18
OCBC SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-10
	Rep	Advising on securities	2003-04-01	2004-02-10
	Rep	Asset management	2003-04-01	2004-02-10
	Rep	Providing automated trading services	2003-04-01	2004-02-10
	Rep	Dealing in securities	2003-04-01	2004-02-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.