Personnel Hong Kong SFC License Details (ID 99732)

Personnel Hong Kong SFC License Details (ID 99732)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Precision Securities Limited	RO	Advising on securities	2019-01-15	-
	RO	Dealing in securities	2019-01-15	-
PROMISING SECURITIES COMPANY LIMITED	RO	Dealing in securities	2004-12-09	2017-10-27
	Rep	Dealing in securities	2004-09-02	2004-12-09
	RO	Dealing in securities	2004-01-02	2004-09-02
Promising Securities Company	Rep	Advising on corporate finance	2003-04-01	2003-08-04
	Rep	Advising on securities	2003-04-01	2003-08-04
	Rep	Asset management	2003-04-01	2003-08-04
	Rep	Dealing in securities	2003-04-01	2004-01-02