| Tyric Capital Limited | RO | Advising on securities | 2024-03-04 | - |
| RO | Asset management | 2024-03-04 | - |
| RO | Advising on futures contracts | 2024-03-04 | 2025-10-10 |
| KINGDOM INVESTMENT MANAGERS LIMITED | RO | Advising on securities | 2022-01-14 | 2023-02-15 |
| RO | Asset management | 2022-01-14 | 2023-02-15 |
| Suparna Capital Management Limited | RO | Advising on securities | 2021-08-19 | 2021-09-30 |
| RO | Asset management | 2021-08-19 | 2021-09-30 |
| Yonghe Asset Management (Hong Kong) Limited | RO | Advising on securities | 2019-08-21 | 2020-11-15 |
| RO | Asset management | 2019-08-21 | 2020-11-15 |
| GOLD DRAGON WORLDWIDE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-06-11 | 2019-06-25 |
| RO | Asset management | 2018-06-11 | 2019-06-25 |
| Rep | Advising on securities | 2018-05-23 | 2018-06-11 |
| Rep | Asset management | 2018-05-23 | 2018-06-11 |
| China Point Asset Management Limited | RO | Advising on securities | 2017-08-15 | 2018-05-15 |
| RO | Asset management | 2017-08-15 | 2018-05-15 |
| Rep | Advising on securities | 2017-06-13 | 2017-08-15 |
| Rep | Asset management | 2017-06-13 | 2017-08-15 |
| PUREHEART CAPITAL ASIA LIMITED | Rep | Advising on securities | 2013-12-23 | 2017-04-30 |
| Rep | Asset management | 2013-12-23 | 2017-04-30 |
| Rep | Dealing in securities | 2013-12-23 | 2017-04-30 |
| Rep | Dealing in securities | 2010-05-19 | 2013-02-22 |
| Rep | Advising on securities | 2009-11-05 | 2013-02-22 |
| Rep | Asset management | 2009-11-05 | 2013-02-22 |
| BMI FUNDS MANAGEMENT LIMITED | Rep | Asset management | 2009-09-03 | 2009-10-27 |
| Rep | Advising on securities | 2009-03-24 | 2009-10-27 |