Personnel Hong Kong SFC License Details (ID 99754)

Personnel Hong Kong SFC License Details (ID 99754)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TP ICAP MARKETS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2022-02-16	2023-06-30
	Rep	Dealing in securities	2022-02-16	2023-06-30
TULLETT PREBON (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-01-02	2023-06-30
	Rep	Dealing in securities	2018-01-02	2023-06-30
Qantex Capital Markets Limited	Rep	Dealing in securities	2012-07-16	2017-12-01
	Rep	Dealing in futures contracts	2011-06-20	2017-12-01
GFI (HK) SECURITIES L.L.C.	Rep	Dealing in securities	2008-05-20	2011-05-11