| Qantex Capital Markets Limited | RO | Dealing in securities | 2012-06-08 | - |
| RO | Dealing in futures contracts | 2012-03-30 | - |
| Rep | Dealing in futures contracts | 2010-09-02 | 2012-03-30 |
| Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2009-07-20 | 2010-06-12 |
| MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2009-07-20 | 2010-06-12 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-21 | 2009-04-16 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-05-21 | 2009-04-16 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | Dealing in securities | 2008-05-21 | 2009-04-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-10-26 | 2008-02-05 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-10-26 | 2008-02-05 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-10-26 | 2008-02-05 |