Personnel Hong Kong SFC License Details (ID 99761)

Personnel Hong Kong SFC License Details (ID 99761)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2015-02-16	2015-11-16
	Rep	Dealing in securities	2015-02-16	2015-11-16
	Rep	Providing automated trading services	2013-10-02	2014-10-13
	Rep	Dealing in securities	2013-10-02	2014-10-13
De Riva Asia Limited	Rep	Dealing in futures contracts	2012-09-19	2013-06-26
	Rep	Dealing in securities	2012-09-19	2013-06-26
Qantex Capital Markets Limited	Rep	Dealing in futures contracts	2009-12-09	2011-12-01
GFI (HK) SECURITIES L.L.C.	Rep	Dealing in securities	2009-01-14	2009-12-07