| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2025-02-04 | - |
| Rep | Dealing in futures contracts | 2025-02-04 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2025-02-04 | - |
| Rep | Dealing in securities | 2025-02-04 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2021-02-03 | 2025-01-15 |
| Rep | Dealing in futures contracts | 2021-02-03 | 2025-01-15 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-02-03 | 2025-01-15 |
| Rep | Dealing in securities | 2021-02-03 | 2025-01-15 |
| BOCI SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2013-08-02 | 2014-11-26 |
| Rep | Dealing in futures contracts | 2013-07-15 | 2021-01-15 |
| Rep | Dealing in securities | 2013-07-15 | 2021-01-15 |
| Rabo Brokerage HK Limited | Rep | Dealing in securities | 2010-08-30 | 2013-04-12 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2005-05-13 | 2010-07-27 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-05-13 | 2010-07-27 |