Personnel Hong Kong SFC License Details (ID 99779)

Personnel Hong Kong SFC License Details (ID 99779)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2016-04-11	2024-06-07
	Rep	Dealing in securities	2016-02-17	2024-06-07
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2013-05-03	2015-05-13
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2013-05-03	2013-08-31
Rabo Brokerage HK Limited	Rep	Dealing in securities	2008-09-22	2013-04-12
Planetree Futures Limited	Rep	Dealing in futures contracts	2004-05-27	2005-03-18
Planetree Securities Limited	Rep	Dealing in securities	2004-05-27	2005-03-18