Lee, An Peng 李安鵬 SFC Licences and HKMA Registrations (ID 99797)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2026-10-05	-
	Rep	Dealing in securities	2026-10-05	-
RBC Capital Markets (Hong Kong) Limited	Rep	Dealing in securities	2011-04-19	2012-11-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.