Personnel Hong Kong SFC License Details (ID 99798)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Agricole Securities (Asia) Limited	Rep	Advising on securities	2018-04-26	2025-10-30
	Rep	Dealing in securities	2018-04-26	2025-10-30
RBC Capital Markets (Hong Kong) Limited	Rep	Dealing in securities	2011-06-14	2012-11-01