Personnel Hong Kong SFC License Details (ID 99801)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2023-07-07	-
	Rep	Dealing in securities	2023-07-07	-
	Rep	Advising on securities	2016-04-07	2019-03-27
	Rep	Dealing in securities	2016-04-07	2019-03-27
RBC Capital Markets (Hong Kong) Limited	Rep	Dealing in securities	2010-12-16	2012-11-01