Personnel Hong Kong SFC License Details (ID 99803)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC Capital Markets (Hong Kong) Limited	RO	Advising on corporate finance	2011-11-09	2012-11-01
	RO	Dealing in securities	2011-11-09	2012-11-01
	Rep	Dealing in securities	2011-09-16	2011-11-09
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2008-10-21	2011-07-05
	Rep	Dealing in securities	2008-10-21	2011-07-05