Personnel Hong Kong SFC License Details (ID 99810)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NATIXIS ASIA LIMITED	Rep	Advising on securities	2020-02-03	2023-07-31
	Rep	Dealing in securities	2020-02-03	2023-07-31
RBC Capital Markets (Hong Kong) Limited	Rep	Dealing in securities	2011-03-25	2011-11-07
Countrywide Capital Markets Asia (H.K.) Limited	Rep	Dealing in securities	2006-12-13	2008-08-31