Personnel Hong Kong SFC License Details (ID 99821)

Personnel Hong Kong SFC License Details (ID 99821)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Blue Water Capital Management Limited	RO	Advising on securities	2015-06-19	2023-05-31
	RO	Asset management	2014-07-25	2023-05-31
RICHMOND ASSET MANAGEMENT LIMITED (HK)	RO	Asset management	2011-10-21	2014-04-17
	RO	Advising on securities	2010-09-21	2014-04-17
	Rep	Advising on securities	2010-08-18	2010-09-21
	Rep	Asset management	2010-08-18	2011-10-21
FWD Financial Planning Limited (HK)	RO	Advising on securities	2009-05-06	2010-07-27
	Rep	Advising on securities	2004-11-25	2009-05-06
RICHMOND ASSET MANAGEMENT LIMITED (HK)	Rep	Advising on corporate finance	-	2004-02-02
	Rep	Advising on securities	-	2004-10-11
	Rep	Asset management	-	2004-10-11