Personnel Hong Kong SFC License Details (ID 99824)

Personnel Hong Kong SFC License Details (ID 99824)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YG Capital Management Limited	Rep	Advising on securities	2019-08-08	2024-01-24
	Rep	Asset management	2019-08-08	2024-01-24
	RO	Advising on securities	2019-01-08	2019-08-08
	Rep	Advising on securities	2017-08-09	2019-01-08
	RO	Advising on securities	2016-06-24	2017-02-09
	RO	Asset management	2016-06-24	2019-08-08
INTERNATIONAL COMMERCE CORPORATION	Rep	Advising on securities	2014-10-27	2016-01-11
	Rep	Asset management	2014-10-27	2016-01-11
RICHMOND ASSET MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2003-04-24	2014-07-13
	Rep	Asset management	2003-04-24	2014-07-13