Personnel Hong Kong SFC License Details (ID 99827)

Personnel Hong Kong SFC License Details (ID 99827)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROCTEC FUTURES TRADING COMPANY LIMITED	RO	Dealing in futures contracts	2017-09-12	-
ROCTEC SECURITIES COMPANY LIMITED	RO	Dealing in securities	2017-09-12	-
ROCTEC FUTURES TRADING COMPANY LIMITED	Rep	Advising on futures contracts	2003-04-01	2005-03-07
	Rep	Asset management	2003-04-01	2005-03-07
	Rep	Dealing in futures contracts	2003-04-01	2017-09-12
ROCTEC SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-03-07
	Rep	Advising on securities	2003-04-01	2005-03-07
	Rep	Asset management	2003-04-01	2005-03-07
	Rep	Dealing in securities	2003-04-01	2017-09-12