Personnel Hong Kong SFC License Details (ID 99834)

Personnel Hong Kong SFC License Details (ID 99834)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yunfeng Financial Markets Limited	Rep	Dealing in securities	2024-03-01	-
Yunfeng Securities Limited	RO	Advising on securities	2024-03-01	-
	RO	Dealing in securities	2023-11-13	-
	Rep	Advising on securities	2023-11-13	2024-03-01
	Rep	Dealing in securities	2023-08-28	2023-11-13
uSmart Securities Limited	RO	Dealing in securities	2022-06-23	2023-08-04
	Rep	Dealing in securities	2021-08-26	2022-06-23
VALUABLE CAPITAL LIMITED	Rep	Dealing in futures contracts	2018-06-27	2021-06-11
	Rep	Dealing in securities	2018-06-27	2021-06-11
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-11-18	2018-06-08
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2016-11-18	2018-06-08
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2015-07-07	2016-11-11
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2015-07-07	2016-11-11
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2015-01-14	2015-06-25
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2014-05-27	2015-06-25
ROSA SECURITIES LIMITED	Rep	Dealing in securities	2011-03-11	2014-02-28