Personnel Hong Kong SFC License Details (ID 99839)

Personnel Hong Kong SFC License Details (ID 99839)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WK FUND MANAGEMENT LIMITED	RO	Advising on securities	2019-03-22	-
	RO	Asset management	2019-03-22	-
Pictet Asset Management (Hong Kong) Limited	RO	Advising on securities	2012-11-07	2017-03-01
	RO	Asset management	2012-11-07	2017-03-01
	Rep	Advising on securities	2012-08-01	2012-11-07
	Rep	Asset management	2012-08-01	2012-11-07
Samsung Asset Management (Hong Kong) Limited	RO	Advising on securities	2008-06-24	2012-07-31
	RO	Asset management	2008-06-24	2012-07-31
	Rep	Advising on securities	2008-05-28	2008-06-24
	Rep	Asset management	2008-05-28	2008-06-24
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on futures contracts	2004-10-25	2008-03-18
	Rep	Advising on securities	2004-10-25	2008-03-18
	Rep	Asset management	2004-10-25	2008-03-18
Mackenzie Investments Asia Limited	RO	Advising on futures contracts	2003-12-02	2004-10-21
	Rep	Advising on futures contracts	2003-04-01	2003-12-02
	RO	Advising on securities	2003-04-01	2004-10-21
	RO	Asset management	2003-04-01	2004-10-21