Personnel Hong Kong SFC License Details (ID 99841)

Personnel Hong Kong SFC License Details (ID 99841)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Samsung Asset Management (Hong Kong) Limited	Rep	Advising on securities	2008-07-29	2014-09-10
	Rep	Asset management	2008-07-29	2014-09-10
CAPE ASSET MANAGEMENT LIMITED	Rep	Advising on futures contracts	2007-01-12	2008-04-25
CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED	Rep	Advising on futures contracts	2007-01-12	2008-04-25
	Rep	Dealing in futures contracts	2007-01-12	2008-04-25
CAPE ASSET MANAGEMENT LIMITED	Rep	Advising on corporate finance	2005-07-11	2008-04-25
	Rep	Advising on securities	2005-07-11	2008-04-25
	Rep	Asset management	2005-07-11	2008-04-25
CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED	Rep	Advising on corporate finance	-	2008-04-25
	Rep	Advising on securities	-	2008-04-25
	Rep	Asset management	-	2008-04-25
	Rep	Dealing in securities	-	2008-04-25