| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Advising on securities | 2023-05-08 | - |
| Rep | Asset management | 2023-05-08 | - | |
| CI Global Investments Asia Limited | Rep | Dealing in securities | 2021-01-04 | 2022-04-13 |
| Rep | Advising on securities | 2020-12-01 | 2022-04-13 | |
| AIA Investment Management HK Limited | Rep | Advising on securities | 2020-07-17 | 2020-09-30 |
| Rep | Asset management | 2019-04-15 | 2020-09-30 | |
| Samsung Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2011-07-12 | 2018-09-07 |
| Rep | Asset management | 2011-07-12 | 2018-09-07 | |
| MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2010-08-16 | 2011-06-18 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2009-08-19 | 2010-07-17 |
| AllianceBernstein Hong Kong Limited | Rep | Advising on futures contracts | 2008-05-05 | 2009-08-14 |
| Rep | Advising on securities | 2008-05-05 | 2009-08-14 | |
| Rep | Asset management | 2008-05-05 | 2009-08-14 | |
| Rep | Dealing in futures contracts | 2008-05-05 | 2009-08-14 | |
| Rep | Dealing in securities | 2008-05-05 | 2009-08-14 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2006-03-17 | 2007-05-07 |
No HKMA registrations in the collected records.