Personnel Hong Kong SFC License Details (ID 99844)

Personnel Hong Kong SFC License Details (ID 99844)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2018-08-01	2022-09-28
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2018-07-25	2022-09-28
	Rep	Asset management	2018-07-25	2022-09-28
MCG Management Limited	RO	Advising on futures contracts	2017-02-13	2018-07-09
	RO	Advising on securities	2017-02-13	2018-07-09
	RO	Asset management	2017-02-13	2018-07-09
ENHANCED INVESTMENT PRODUCTS LIMITED	RO	Advising on corporate finance	2016-08-22	2018-07-09
	RO	Advising on futures contracts	2016-08-22	2018-07-09
	RO	Advising on securities	2016-08-22	2018-07-09
	RO	Asset management	2016-08-22	2018-07-09
	Rep	Advising on futures contracts	2016-03-07	2016-08-22
	Rep	Advising on securities	2016-03-07	2016-08-22
	Rep	Asset management	2016-03-07	2016-08-22
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2015-07-13	2016-02-29
	Rep	Asset management	2015-07-13	2016-02-29
Samsung Asset Management (Hong Kong) Limited	Rep	Advising on securities	2010-10-05	2015-06-28
	Rep	Asset management	2010-10-05	2015-06-28
MIZUHO SECURITIES ASIA LIMITED	Rep	Dealing in securities	2008-01-09	2010-03-18
	Rep	Asset management	2007-11-27	2010-03-18