Personnel Hong Kong SFC License Details (ID 99845)

Personnel Hong Kong SFC License Details (ID 99845)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sun Life Asset Management (HK) Limited	Rep	Advising on securities	2022-11-01	2026-02-11
	Rep	Asset management	2022-11-01	2026-02-11
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2018-04-09	2021-01-20
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2014-06-06	2018-02-15
Samsung Asset Management (Hong Kong) Limited	Rep	Asset management	2008-09-12	2014-01-10
	Rep	Advising on securities	2008-08-05	2014-01-10
CC Finance Limited	Rep	Advising on corporate finance	2008-05-21	2008-06-23
	Rep	Advising on securities	2008-04-22	2008-06-23
	Rep	Dealing in securities	2008-04-22	2008-06-23
Vision Capital Investment Management Limited	Rep	Advising on securities	2008-01-25	2008-04-15
	Rep	Asset management	2005-06-09	2008-04-15
	Rep	Dealing in securities	2005-06-09	2008-04-15
YUE XIU SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2005-02-24	2005-05-25
	Rep	Advising on securities	2005-02-24	2005-05-25
	Rep	Dealing in securities	2005-02-24	2005-05-25