Personnel Hong Kong SFC License Details (ID 99849)

Personnel Hong Kong SFC License Details (ID 99849)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SFG Fund Limited	RO	Asset management	2018-12-11	-
SFGHK Limited	RO	Advising on securities	2018-12-11	-
	RO	Dealing in securities	2018-12-11	-
ORIENT SECURITIES LIMITED	RO	Advising on securities	2016-06-03	2018-10-31
	RO	Dealing in securities	2016-06-03	2018-10-31
First Fidelity Capital (International) Limited	RO	Dealing in securities	2016-01-27	2016-05-30
STI Asset Management Limited	RO	Dealing in securities	2016-01-04	2016-05-30
SFGHK Limited	RO	Dealing in securities	2011-07-26	2015-12-12
	Rep	Dealing in securities	2011-07-21	2011-07-26
Realord Asia Pacific Securities Limited	RO	Dealing in securities	2010-11-24	2011-07-20
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in securities	2008-03-11	2010-11-12
DBS VICKERS SECURITIES ONLINE (HK) LIMITED	Rep	Dealing in securities	2008-03-11	2008-06-01
RPS INVESTMENT LIMITED	Rep	Dealing in securities	2003-06-17	2008-02-23
VC BROKERAGE LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-06-10
	Rep	Advising on securities	2003-04-01	2003-06-10
	Rep	Asset management	2003-04-01	2003-06-10
	Rep	Providing automated trading services	2003-04-01	2003-06-12
	Rep	Dealing in securities	2003-04-01	2003-06-12