| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Yellow River Securities Limited | RO | Dealing in securities | 2020-02-13 | - |
| Rep | Dealing in securities | 2020-02-03 | 2020-02-13 | |
| FT Securities Limited | RO | Advising on securities | 2018-04-12 | 2019-11-02 |
| RO | Dealing in securities | 2018-04-12 | 2019-11-02 | |
| Rep | Dealing in securities | 2018-03-26 | 2018-04-12 | |
| Goldin Equities Limited | RO | Dealing in futures contracts | 2016-10-25 | 2018-03-02 |
| RO | Dealing in securities | 2016-08-31 | 2018-03-02 | |
| SFGHK Limited | RO | Dealing in securities | 2011-09-06 | 2016-08-21 |
| Goldin Equities Limited | RO | Dealing in futures contracts | 2010-08-11 | 2011-09-04 |
| Rep | Dealing in futures contracts | 2010-06-15 | 2010-08-11 | |
| Rep | Dealing in securities | 2010-06-15 | 2011-09-04 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-11-26 | 2010-06-10 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-04-01 | 2010-06-10 |
No HKMA registrations in the collected records.