| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HANG SENG SECURITIES LIMITED | Rep | Advising on securities | 2025-07-07 | - |
| Rep | Dealing in securities | 2025-07-07 | - | |
| FB SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2021-09-06 | 2025-03-13 |
| RO | Dealing in securities | 2021-09-06 | 2025-03-13 | |
| Shacom Securities Limited | Rep | Dealing in securities | 2004-11-12 | 2017-05-22 |
| Institution | Activity | HKMA role | Capacity | From | Until | Status |
|---|---|---|---|---|---|---|
| 恒 生 銀 行 有 限 公 司 | Dealing in securities | Non-EO | INVESTMENT SERVICES | 2025-04-22 | — | Current |
| 恒 生 銀 行 有 限 公 司 | Advising on securities | Non-EO | INVESTMENT SERVICES | 2025-04-22 | — | Current |
| 恒 生 銀 行 有 限 公 司 | Providing automated trading services | Non-EO | INVESTMENT SERVICES | 2025-04-22 | — | Current |
| 富 邦 銀 行 (香 港) 有 限 公 司 | Dealing in securities | Non-EO | — | 2021-05-04 | 2025-03-12 | Former |
| 富 邦 銀 行 (香 港) 有 限 公 司 | Advising on securities | Non-EO | — | 2021-05-04 | 2025-03-12 | Former |
| 南 洋 商 業 銀 行 有 限 公 司 | Dealing in securities | Non-EO | — | 2020-03-17 | 2021-04-18 | Former |
| 南 洋 商 業 銀 行 有 限 公 司 | Advising on securities | Non-EO | — | 2020-03-17 | 2021-04-18 | Former |
| 上 海 商 業 銀 行 有 限 公 司 | Dealing in securities | Non-EO | — | 2003-10-10 | 2017-05-21 | Former |