Personnel Hong Kong SFC License Details (ID 99901)

Personnel Hong Kong SFC License Details (ID 99901)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Conning Asia Pacific Limited	Rep	Advising on securities	2020-12-09	-
	Rep	Asset management	2020-11-23	-
	Rep	Dealing in securities	2020-11-23	-
CSOP Asset Management Limited	Rep	Asset management	2020-02-17	2020-11-13
	Rep	Dealing in securities	2020-02-17	2020-11-13
GF International Investment Management Limited	Rep	Asset management	2018-02-26	2020-02-07
	Rep	Dealing in securities	2018-02-26	2020-02-07
	Rep	Dealing in securities	2016-10-14	2018-01-19
	Rep	Advising on securities	2014-02-26	2018-01-19
	Rep	Asset management	2014-02-26	2018-01-19
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2010-10-14	2014-02-15
	Rep	Asset management	2010-10-14	2014-02-15
JINRUI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-04-23	2009-07-23
OKASAN INTERNATIONAL (ASIA) LIMITED	Rep	Dealing in securities	2007-06-28	2009-02-28