Personnel SFC Licences and HKMA Registrations (ID 99905)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2017-02-13	-
	Rep	Dealing in securities	2017-02-13	-
	Rep	Advising on securities	2017-02-13	2021-12-06
	Rep	Asset management	2017-02-13	2021-12-06
	Rep	Dealing in futures contracts	2013-05-24	2017-02-12
SINOPAC FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2013-01-21	2014-03-31
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2013-01-21	2017-02-12
	Rep	Asset management	2013-01-21	2017-02-12
	Rep	Dealing in securities	2013-01-21	2017-02-12
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2008-04-29	2013-01-01
	Rep	Asset management	2008-04-29	2013-01-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.