Personnel SFC Licences and HKMA Registrations (ID 99907)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	RO	Advising on futures contracts	2021-12-17	-
	RO	Advising on securities	2021-12-17	-
	RO	Asset management	2021-12-17	-
	RO	Dealing in futures contracts	2021-12-17	-
	Rep	Advising on futures contracts	2021-12-15	2021-12-17
	Rep	Advising on securities	2021-12-15	2021-12-17
	Rep	Asset management	2019-06-26	2021-12-17
	RO	Dealing in securities	2018-06-14	-
	Rep	Dealing in futures contracts	2018-06-14	2021-12-17
SINOPAC ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2008-04-29	2012-05-01
	Rep	Asset management	2008-04-29	2012-05-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.