Webb-site Legacy

Hong Kong IPO Predictions Hong Kong Financial Reports Legal Document Search FAQ

© 2024 Webb-site Legacy. All rights reserved.|

Copyright & Disclaimer Privacy Policy

Kwong, Suk Yee 鄺淑儀 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 99941)

Kwong, Suk Yee 鄺淑儀

SFC ID:ABL799

Key Data SFC Licenses Public Disciplinary Actions

Public Disciplinary Actions

SFC fines Sun On Tat Securities Co Ltd and its RO HK$1.8 million

SFC, 05-Sep-2013

Orgs

People

SFC reprimands Ms Kwong Suk Yee & Mr Andrew Au Kwok Wan, directors of Sun On Tat Securities Co Ltd for allowing unregistered dealing

SFC, 15-Jun-2000

Orgs

People