Personnel Hong Kong SFC License Details (ID 99943)

Personnel Hong Kong SFC License Details (ID 99943)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2023-07-12	-
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2023-03-01	2023-06-30
Hong Kong Stock Link Securities Limited	Rep	Dealing in securities	2019-11-19	2023-02-10
Solomon JFZ (Asia) Holdings Limited	RO	Dealing in securities	2018-12-05	2019-11-15
Hong Kong Stock Link Securities Limited	Rep	Dealing in securities	2015-11-17	2018-10-31
	RO	Dealing in securities	2012-02-28	2015-11-17
	Rep	Advising on corporate finance	2003-04-01	2003-07-04
	Rep	Advising on securities	2003-04-01	2003-07-04
	Rep	Asset management	2003-04-01	2003-07-04
	Rep	Dealing in securities	2003-04-01	2012-02-28