Personnel SFC Licences and HKMA Registrations (ID 99947)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PO KAY SECURITIES &AMP; SHARES COMPANY LIMITED	Rep	Dealing in securities	2013-03-22	-
Hong Kong Stock Link Securities Limited	Rep	Advising on corporate finance	2003-04-01	2003-11-07
	Rep	Advising on securities	2003-04-01	2003-11-07
	Rep	Asset management	2003-04-01	2003-11-07
	Rep	Dealing in securities	2003-04-01	2013-03-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.