Personnel Hong Kong SFC License Details (ID 99951)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sunrise Brokers (Hong Kong) Limited	RO	Dealing in futures contracts	2018-08-01	2024-09-13
	RO	Dealing in securities	2018-08-01	2024-09-13
	Rep	Dealing in futures contracts	2010-01-12	2018-08-01
	Rep	Dealing in securities	2010-01-12	2018-08-01
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in futures contracts	2007-08-08	2010-01-05
	Rep	Dealing in securities	2007-08-08	2010-01-05