| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-09-11 | 2021-06-30 |
| Rep | Dealing in securities | 2020-09-11 | 2021-06-30 |
| TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-01-02 | 2020-09-01 |
| Rep | Dealing in securities | 2019-01-02 | 2020-09-01 |
| BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2016-02-15 | 2018-10-31 |
| Rep | Dealing in securities | 2016-02-15 | 2018-10-31 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-12-17 | 2016-01-15 |
| Rep | Dealing in securities | 2009-12-17 | 2016-01-15 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2006-12-28 | 2009-10-09 |
| Rep | Dealing in securities | 2006-12-28 | 2009-10-09 |