Personnel Hong Kong SFC License Details (ID 99956)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BGC SECURITIES (HONG KONG) LLC	RO	Dealing in futures contracts	2017-01-17	2020-03-08
	RO	Dealing in securities	2017-01-17	2020-03-08
	Rep	Dealing in futures contracts	2016-02-01	2017-01-17
	Rep	Dealing in securities	2016-02-01	2017-01-17
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2010-03-11	2015-10-13
	Rep	Dealing in securities	2010-03-11	2015-10-13