| Marex Financial Services Hong Kong Limited | Rep | Dealing in futures contracts | 2022-07-04 | 2025-08-31 |
| Rep | Dealing in securities | 2022-07-04 | 2025-08-31 |
| De Riva Asia Limited | Rep | Dealing in futures contracts | 2016-01-08 | 2022-06-10 |
| Rep | Dealing in securities | 2016-01-08 | 2022-06-10 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2015-07-10 | 2016-01-01 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-07-10 | 2016-01-01 |
| Nittan Securities Asia Limited | Rep | Dealing in futures contracts | 2014-12-15 | 2015-03-12 |
| Rep | Dealing in securities | 2014-12-15 | 2015-03-12 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-11-25 | 2014-08-29 |
| Rep | Dealing in securities | 2010-11-25 | 2014-08-29 |
| Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2010-01-12 | 2010-11-16 |
| Rep | Dealing in securities | 2010-01-12 | 2010-11-16 |