Personnel Hong Kong SFC License Details (ID 99965)

Personnel Hong Kong SFC License Details (ID 99965)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2021-04-23	-
	Rep	Dealing in securities	2021-04-23	-
Ever-Long Futures Limited	Rep	Dealing in futures contracts	2021-03-04	2021-03-19
EVER-LONG SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2021-03-04	2021-03-19
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED	Rep	Dealing in futures contracts	2020-05-06	2020-09-04
GFI (HK) SECURITIES L.L.C.	Rep	Providing automated trading services	2020-04-01	2020-09-04
	Rep	Dealing in futures contracts	2020-04-01	2020-09-04
	Rep	Dealing in securities	2020-04-01	2020-09-04
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2018-09-21	2020-03-31
	Rep	Dealing in securities	2018-09-21	2020-03-31
Qantex Capital Markets Limited	Rep	Dealing in futures contracts	2017-11-23	2018-06-05
	Rep	Dealing in securities	2017-11-23	2018-06-05
Vantage Capital Markets HK Limited	Rep	Dealing in futures contracts	2013-08-29	2017-08-31
	Rep	Dealing in securities	2013-08-29	2017-08-31
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-12-21	2013-08-16
	Rep	Dealing in securities	2009-12-21	2013-08-16