Personnel Hong Kong SFC License Details (ID 99969)

Personnel Hong Kong SFC License Details (ID 99969)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2012-09-07	2013-06-16
	Rep	Asset management	2012-09-07	2013-06-16
	Rep	Dealing in securities	2012-09-07	2013-06-16
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2012-09-07	2013-06-16
	Rep	Asset management	2012-09-07	2013-06-16
	Rep	Dealing in securities	2012-09-07	2013-06-16
SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED	RO	Asset management	2012-01-10	2012-09-04
	RO	Dealing in securities	2011-08-11	2012-09-04