Personnel Hong Kong SFC License Details (ID 99979)

Personnel Hong Kong SFC License Details (ID 99979)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHEER UNION SECURITIES LIMITED	RO	Advising on securities	2024-07-09	-
	RO	Dealing in securities	2022-10-06	-
	Rep	Dealing in securities	2022-08-30	2022-10-06
Openjoy HK Limited	RO	Dealing in securities	2019-12-06	2022-06-11
Pinetree Securities Limited	RO	Dealing in securities	2017-09-12	2018-12-28
QUEST STOCKBROKERS (HK) LIMITED	RO	Dealing in securities	2015-09-15	2017-01-01
	Rep	Dealing in securities	2015-08-13	2015-09-15
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-11-05	2015-07-11
Rakuten Securities Hong Kong Limited	Rep	Leveraged foreign exchange trading	2014-07-25	2014-09-27
SynerWealth Financial Limited	RO	Dealing in securities	2011-06-07	2012-12-31
	Rep	Dealing in securities	2009-03-20	2011-06-07
HARRIS FRASER (INTERNATIONAL) LIMITED	Rep	Providing automated trading services	2005-10-24	2006-08-15
	Rep	Dealing in securities	2005-10-24	2006-08-15