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LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司

SFC 牌照已失效
證監會中央編號:AAE689
主要資料人員證監會牌照牌照條件公開紀律行動
香港 IPO 預測香港財務報告法律文件搜尋常見問題
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公開紀律行動
SFAT schedules hearing on HSBC's sales of Lehman products for May 2016
SFC, 09-Oct-2015
機構
SFC/HKMA settlement agreement with 16 banks over Lehman Minibonds, 22-Jul-2009
Company filing, 08-Oct-2010
機構
Shek Lai San v SFC & HKMA
HK Court of First Instance, 30-Apr-2010
A Lehman Minibond victim unsuccessfully seeks leave for judicial review of the SFC and HKMA's decision to reach a settlement agreement with 15 banks.
機構
High Court rules Lehman Brothers must turn over documents to SFC
SFC, 21-Aug-2009
機構
Sun Hung Kai agrees with SFC to repurchase Lehman Minibonds at face value
SFC, 22-Jan-2009
機構
Lessons from Lehman Minibonds
Webb-site.com, 20-Oct-2008
Webb-site.com looks beyond the Lehman minibonds fiasco and proposes three steps to reform the regulatory system for the sale of financial products. Without such reforms, there is a risk of either repeated crises or an outright ban on the sale of such products. Tell us what you think in our opinion poll.
機構
主題
Retail brokerages not wobbly post-Lehman collapse
SFC, 17-Sep-2008
機構
SFC issues Restriction Notices on Lehman Brothers' entities in HK
SFC, 16-Sep-2008
機構
Takeovers Panel issues decision
HK Takeovers and Mergers Panel, 30-Jul-2008
機構