| C/R | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|
| C | Advising on securities | 2021-10-04 | 2026-06-01 |
| C | Asset management | 2021-10-04 | 2026-06-01 |
| C | Dealing in futures contracts | 2012-05-17 | 2026-06-01 |
| C | Dealing in securities | 2011-01-19 | 2026-06-01 |
| C | Leveraged foreign exchange trading | 2011-01-19 | 2026-06-01 |