DASHIN SECURITIES LIMITED公開紀律行動

SFC settles action with Mr Yuen Kwok Wai, who makes "voluntary payment" of HK$60k in relation to supervisory failings

SFC, 20-Dec-2005

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人物

Mr Rico Wong Kwok Fan v SFC

SFAT, 28-Apr-2005

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人物

SFC prosecutes Mr Lam Ka Yuk for unregistered dealing and Mr Chan Kin Hung for aiding & abetting

SFC, 21-Oct-2003

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人物

SFC revokes registration of Mr Tam Hau Lok for lacking financial integrity

SFC, 20-Sep-2002

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人物

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