SFC suspends Chow Tsz Lam, ex-RO of Agg. Asset Management for 1 year for fund management failures
SFC
SFC, 04-Sep-2025
機構
人物
SFC bans fund manager Ng Ka Shun for life and fines him HK$1.7m for serious misconduct
SFC
SFC, 23-Dec-2024
機構
人物
SFC issues restriction notice to Agg. Asset Management Ltd
SFC, 03-Apr-2020
"because of doubts over Agg’s reliability, integrity, and ability to carry on regulated activities competently, honestly and fairly, and hence, its fitness and properness to remain licensed."