HSBC Private Bank (Suisse) SA fined HK$400m for systemic failures in selling Lehman crap
SFC, 21-Nov-2017
機構
SFAT schedules hearing on HSBC's sales of Lehman products for May 2016
SFC, 09-Oct-2015
機構
Selina Kwok Mok Wai-hing v HSBC Private Bank (Suisse) SA
HK Court of First Instance, 21-Jun-2012
The daughter of the founder of a brokerage unsuccessfully sues HSBC, which estimates that she lost a net US$5.3m on accumulator contracts. The judgment provides an interesting behind-the-scenes narrative of how a bank's salesperson (or "relationship manager") discusses clients.
機構
人物
SFC reprimands Vivien Webb Wong for short selling and other failings