Webb-site Legacy

UBS SECURITIES HONG KONG LIMITED

證監會持牌法團

證監會中央編號:BIN466

CCASS ID:B01161

監管牌照

C = 受證監會規管的持牌法團；R = 受金管局規管的註冊機構。如沒有開始日期，即表示該機構最遲自現行名冊於 2003 年 4 月 1 日設立時起已從事該項活動。

只顯示現有牌照

C/R	受規管活動	開始日期	結束日期
C	Advising on corporate finance	-	2005-02-07
C	Advising on corporate finance	2012-06-07	2016-12-18
C	Advising on corporate finance	2016-12-19	-
C	Advising on securities	-	2005-02-07
C	Asset management	-	2005-02-07
C	Automated trading services	2011-07-06	2016-12-18
C	Automated trading services	2016-12-19	-
C	Dealing in futures contracts	2016-12-19	-
C	Dealing in securities	-	2016-12-18
C	Dealing in securities	2016-12-19	-