| C/R | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|
| C | Advising on corporate finance | - | 2004-11-17 |
| C | Advising on securities | - | 2004-11-17 |
| C | Advising on securities | 2026-08-04 | - |
| C | Asset management | - | 2004-11-17 |
| C | Asset management | 2009-08-03 | - |
| C | Automated trading services | 2003-05-02 | 2003-07-04 |
| C | Dealing in securities | - | - |