| C/R | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|
| C | Advising on corporate finance | - | 2004-09-28 |
| C | Advising on securities | - | 2004-09-28 |
| C | Asset management | - | 2004-09-28 |
| C | Automated trading services | - | 2004-09-28 |
| C | Automated trading services | 2022-06-08 | - |
| C | Dealing in securities | - | - |
| C | Leveraged foreign exchange trading | 2025-06-03 | - |