| C/R | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|
| R | Advising on corporate finance | 2004-05-31 | - |
| R | Advising on futures contracts | 2020-10-23 | - |
| R | Advising on securities | 2004-05-31 | - |
| R | Asset management | 2008-06-24 | - |
| R | Dealing in futures contracts | 2020-10-23 | - |
| R | Dealing in securities | 2004-05-31 | - |